Blue Sky Regulations

Contact Your Regulator

To comply with Rules 504, 505 or 506 of Regulation D, companies conducting an offering must file a Form D with the SEC and each State in which the offering will be sold. In addition to these filing requirements a Private Placement Memorandum (PPM) must contain specific Blue Sky or North American Securities Administrators Association (NASAA) Jurisdictional Legends. Use the map below to review state complaince requirements and view contact information for the appropriate Regulatory Authority.

YukonBritish ColumbiaAlbertaSaskatchewanManitobaOntarioQuebecNewfoundland and LabradorNew BrunswickPrince Edward IslandNova ScotiaNunavutNorthwest TerritoriesOregonCaliforniaIdahoNevadaArizonaUtahMontanaNorth DakotaWyomingColoradoNew MexicoSouth DakotaNebraskaKansasOklahomaTexasMinnesotaIowaMissouriArkansasLouisianaWisconsinIllinoisMississippiMichiganAlabamaTennesseeGeorgiaFloridaSouth CarolinaNorth CarolinaKentuckyVirginiaIndianaOhioWest VirginiaMarylandDistrict of ColumbiaDistrict of ColumbiaPennsylvaniaNew JerseyNew YorkConnecticutRhode IslandMassachusettsVermontNew HampshireMaineHawaiiAlaskaWashingtonDelawareDelaware


Puerto Rico