Contact Your Regulator
To comply with Rules 504, 505 or 506 of Regulation D, companies conducting an offering must file a Form D with the SEC and each State in which the offering will be sold. In addition to these filing requirements a Private Placement Memorandum (PPM) must contain specific Blue Sky or North American Securities Administrators Association (NASAA) Jurisdictional Legends. Use the map below to review state complaince requirements and view contact information for the appropriate Regulatory Authority.